Prepare Client Reviews with AI and Evidence You Can Check
AI-powered wealth advisory operations platform built on CORE for research, checks and reporting.
Bring client profiles, investment documents and internal policies into one preparation workflow. WealthAI helps your team compare information, identify gaps and draft factual reviews, with references to the supporting records.
Powered by CORE, with investment judgement and final approval remaining with your advisers.
The Client Meeting Is Only Part of the Work
Before an adviser can discuss a client’s investments, someone must review the records, read product documents, check for changes and prepare the supporting evidence. When that information is scattered, preparation becomes repetitive and important details are harder to spot.
Client Information Needs Assembling
Statements, account forms, goals and risk questionnaires sit across different records. Teams must bring them together before a review can begin.
Product Changes Are Easy to Miss
A revised fee, withdrawal restriction or risk disclosure can sit inside a lengthy document that needs comparing with an earlier version.
Missing Information Delays the Review
Incomplete forms or gaps in the client’s recorded profile create additional follow-ups and repeated checks.
Recommendations Need Supporting Evidence
A recorded recommendation must be reviewed against the client’s circumstances and the firm’s rules, with the relevant evidence available to the reviewer.
Reports Repeat the Same Preparation Work
Teams spend time gathering figures, summarising documents and drafting factual sections that still need an adviser’s review.
WealthAI brings the preparation work together, helping advisers reach the conversation with organised information and evidence they can examine.
Give Advisers a Prepared File, a Clear Comparison and a Traceable Draft
WealthAI is a research and preparation workspace for wealth advisers and their support teams. Built on CORE, it reads approved records, compares relevant information and prepares factual material for professional review.
Bring Client Context Together
Organise the recorded portfolio, goals, risk profile and supporting documents around the client being reviewed.
Make Product Information Easier to Compare
Extract relevant fees, risks and withdrawal terms from investment documents and highlight differences.
Prepare Work for Adviser Review
Draft factual summaries, identify missing information and connect findings to the records used.
The information is easier to work with. The adviser remains responsible for the advice.
From Client Records to an Evidence-Based Review
WealthAI connects client information, investment documents and supplied firm rules into a structured preparation workflow.
Gather the Approved Records
Bring together the client’s statements, account documents, recorded risk profile and other information required for the review.
Establish the Client Context
Identify the recorded holdings, goals, risk preferences and relevant information gaps.
Read the Investment Documents
Extract relevant facts from current and previous product documents, including fees, risks and withdrawal terms.
Compare the Information
Compare product details and any recorded recommendation with the client’s documented profile and the firm’s supplied rules.
Highlight Changes and Gaps
Flag changed terms, missing information and potential conflicts that require the adviser’s attention.
Prepare the Factual Review
Draft the factual sections of the review, with references showing where figures and statements came from.
Review and Approve
The adviser checks the evidence, makes the investment judgement and approves the final report.
Every review connects the client’s records, the product information and the evidence behind the discussion.
The Research, Checks and Reporting Behind Wealth Advice
Client File Completeness Checks
Read identity documents, account forms and risk questionnaires. Identify missing information that the team needs to obtain before proceeding.
Client and Product Knowledge Search
Ask questions about approved client records or investment documents and receive answers with supporting sources.
Investment Product Comparisons
Compare fees, risks, withdrawal terms and other documented conditions across selected products or document versions.
Factual Review Drafting
Prepare factual sections of client-review reports using the supplied records, with references for adviser verification.
Client Profile and Policy Checks
Check a recorded recommendation against the client’s documented profile and the firm’s supplied rules. Flag potential conflicts for authorised review.
Statement and Fee Checks
Compare statements and fee invoices with internal records and bring differences forward for investigation.
Regulatory Document Briefings
Summarise supplied regulatory updates and internal policy documents, helping staff locate the relevant information and review its implications.
CORE Connects the Knowledge. WealthAI Prepares the Advisory Work.
CORE provides the knowledge retrieval, AI processing, access controls and source references behind WealthAI. The product applies these capabilities to client preparation, document comparisons and factual reporting.
WealthAI- Approved Client and Product Records
- User Access Controls
- CORE Knowledge Foundation
- Document Reading and Retrieval
- Profile and Policy Comparisons
- Factual Drafts with Sources
- Adviser Review and Approval
The workflow uses your approved information and supplied rules, with professional judgement retained at the review stage.
Bring Your Client Records and Research Into the Same Workflow
Work with approved records, document collections and data exports from your existing environment. Connections and access requirements are defined around the systems your firm uses.
WealthAIResearch and preparationClient Record Systems
Bring relevant client details, account information, goals and recorded risk profiles into the preparation workflow.
Portfolio and Account Records
Use holdings, account statements and transaction information as factual inputs for client reviews.
Investment Product Libraries
Work with approved fund documents, product disclosures and current or previous versions of relevant materials.
Internal Policies and Research
Use supplied firm rules, approved research and internal guidance when preparing comparisons and review findings.
Statement and Fee Records
Bring statements, fee invoices and internal reference records together for comparison.
Regulatory Document Collections
Make supplied circulars, notices and policy updates available for search and summarisation.
WealthAI adds research and preparation support around the information your advisers already work with.
Spend More of the Review on the Client, Less on Rebuilding the File
WealthAI helps teams reduce repeated reading, checking and drafting, while making the preparation work easier to review.
Reduce Repeated Research
Find relevant information across approved records without starting the same document search for every question.
Identify Gaps Earlier
Bring missing client information into view before it holds up a review or approval.
Make Changes Easier to Examine
Highlight differences in product documents so advisers can investigate their relevance to the client.
Prepare More Consistent Drafts
Use the supplied records to organise the factual sections of client-review reports.
Make Evidence Easier to Verify
Connect findings and reported figures to their sources.
Focus Adviser Attention
Bring together the questions, conflicts and changes that need professional judgement.
Evaluate progress using preparation time, unresolved information gaps, source coverage and the corrections required during review.
Support the Preparation Behind Each Stage of the Client Relationship
Before the First Client Meeting
Review available account documents and questionnaires, identify missing information and prepare a factual client summary.
Ahead of a Periodic Portfolio Review
Bring together statements, the recorded client profile and relevant product information before the adviser begins the review.
When Investment Documents Change
Compare current and previous documents to highlight revised fees, risks or withdrawal conditions.
Before a Recorded Recommendation Is Approved
Check the documented recommendation against the client’s profile and supplied firm rules, with potential conflicts presented for review.
During Statement and Fee Reviews
Compare statements and fee invoices with internal records and prepare a list of differences requiring investigation.
When Policies or Regulatory Documents Are Updated
Prepare a summary of the supplied changes and connect staff to the relevant source material.
Keep Client Information Controlled and Advice Accountable
WealthAI uses CORE’s governed foundation to support controlled access, traceable preparation and human review throughout the workflow.
Authorised Access
Apply user permissions when retrieving information so staff work within their approved access scope.
Approved Knowledge Sources
Base research and preparation on the client records, product documents and policies supplied for the task.
Traceable Findings
Show the source behind extracted details, comparisons and factual draft content.
Visible Information Gaps
Identify missing or conflicting records for the team to resolve before relying on the output.
Human Review and Approval
Keep investment judgement, recommendation approval and final client reporting with the responsible professionals.
Controlled Deployment
Define hosting, access and data residency requirements around the firm’s chosen deployment environment.
WealthAI supports research and preparation. It does not choose investments, allocate money or execute trades.
Follow a Client Review from Source Documents to Adviser Approval
Explore an illustrative review using a client’s recorded profile, account statements and current and previous investment documents.
A Fee Has Changed
See the difference between document versions and open the source containing the revised fee.
Bring an approved sample of your review documents to assess the comparisons, source references and draft quality against your team’s checks.
Ready to Give Your Advisers a Better Starting Point?
See how WealthAI can bring client records, product research, document checks and factual reporting into one AI-powered preparation workflow.
Bring one client-review process your team spends too much time preparing. We’ll show you where WealthAI can fit.